Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Significant management (3 Dec 2024 to 26 Sep 2025)
- [PRA CF] Significant risk taker or Material risk taker (5 Sep 2024 to 3 Dec 2024)
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- [FCA CF] Manager of certification employee (27 Nov 2020 to 20 Dec 2023)
- [FCA CF] Client dealing (6 Dec 2017 to 20 Dec 2023)
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- CF30 Customer (23 May 2012 to 6 Mar 2016)
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- CF30 Customer (16 Nov 2009 to 12 Apr 2012)
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- CF30 Customer (23 Jan 2009 to 13 Aug 2009)
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- CF21 Investment Adviser (1 Dec 2001 to 27 May 2005)
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- CF21 Investment Adviser (1 Dec 2001 to 27 May 2005)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.