Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • Appointed representative dealing with clients for which they require qualification (since 13 Sep 2021)
    • CF30 Customer (since 3 Sep 2021)
    • Employed By (since 3 Sep 2021)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Functions requiring qualifications (3 Dec 2019 to 31 May 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (11 Aug 2008 to 4 May 2012)
    • CF21 Investment Adviser (20 Aug 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (11 Dec 2006 to 20 Aug 2007)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (28 Apr 2008 to 9 Jul 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 22 Sep 2003)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (5 Aug 2004 to 27 Aug 2004)
    • CF22 Investment Adviser (Trainee) (9 Jun 2004 to 5 Aug 2004)
  • Santander ISA Managers Limited (no longer approved here)

    FRN 171448

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.