Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ELMCO LIMITED

    FRN 445887

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 15 Nov 2022)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • Appointed representative dealing with clients for which they require qualification (1 Feb 2021 to 15 Nov 2022)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 10 Jan 2011)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF21 Investment Adviser (6 Feb 2003 to 5 Jun 2003)
    • CF22 Investment Adviser (Trainee) (24 Sep 2002 to 6 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

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