Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Impax Asset Management Limited
FRN 197008
- [FCA CF] Client dealing (since 6 Feb 2024)
- [FCA CF] Material risk taker (since 6 Feb 2024)
- [FCA CF] Manager of certification employee (since 6 Feb 2024)
- CF30 Customer (20 Jan 2011 to 8 Dec 2019)
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- [FCA CF] Material risk taker (6 Feb 2024 to 7 Apr 2025)
- [FCA CF] Client dealing (6 Feb 2024 to 7 Apr 2025)
- [FCA CF] Manager of certification employee (6 Feb 2024 to 7 Apr 2025)
- CF30 Customer (3 Jul 2014 to 8 Dec 2019)
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- CF30 Customer (15 Nov 2007 to 5 Feb 2009)
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- CF30 Customer (15 Nov 2007 to 5 Feb 2009)
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- CF27 Investment Management (1 Dec 2001 to 28 May 2004)
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- CF27 Investment Management (1 Dec 2001 to 28 May 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.