Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (2 Sep 2021 to 6 Feb 2023)
- [FCA CF] Client dealing (7 Mar 2016 to 6 Feb 2023)
- CF30 Customer (6 Feb 2012 to 6 Mar 2016)
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- [FCA CF] Material risk taker (2 Sep 2021 to 4 Jul 2022)
- [FCA CF] Client dealing (28 Jun 2018 to 4 Jul 2022)
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- [FCA CF] Material risk taker (2 Sep 2021 to 6 Feb 2023)
- [FCA CF] Client dealing (7 Mar 2016 to 6 Feb 2023)
- CF30 Customer (6 Feb 2012 to 6 Mar 2016)
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- CF30 Customer (2 Jun 2009 to 11 Nov 2011)
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- CF23 Corporate Finance Adviser (30 Jan 2007 to 5 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.