Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Material risk taker (2 Sep 2021 to 6 Feb 2023)
    • [FCA CF] Client dealing (7 Mar 2016 to 6 Feb 2023)
    • CF30 Customer (6 Feb 2012 to 6 Mar 2016)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • [FCA CF] Material risk taker (2 Sep 2021 to 4 Jul 2022)
    • [FCA CF] Client dealing (28 Jun 2018 to 4 Jul 2022)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Material risk taker (2 Sep 2021 to 6 Feb 2023)
    • [FCA CF] Client dealing (7 Mar 2016 to 6 Feb 2023)
    • CF30 Customer (6 Feb 2012 to 6 Mar 2016)
  • VTB Capital plc (no longer approved here)

    FRN 144003

    • CF30 Customer (2 Jun 2009 to 11 Nov 2011)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • CF23 Corporate Finance Adviser (30 Jan 2007 to 5 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.