Kimberly Law

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Charter Court Financial Services Limited

    FRN 494549

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Feb 2026)
    • SMF16 Compliance Oversight (since 13 Feb 2026)
    • [FCA CF] Material risk taker (since 7 May 2024)
    • [FCA CF] Significant management (since 7 May 2024)
  • OneSavings Bank Plc

    FRN 530504

    • SMF16 Compliance Oversight (since 13 Feb 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Feb 2026)
    • [FCA CF] Material risk taker (since 7 May 2024)
    • [FCA CF] Significant management (since 7 May 2024)
  • Prestige Finance Limited

    FRN 724522

    • SMF16 Compliance Oversight (since 13 Feb 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Feb 2026)
    • [FCA CF] Material risk taker (since 7 May 2024)
    • [FCA CF] Significant management (since 7 May 2024)
  • Charter Mortgages Limited

    FRN 739516

    • SMF16 Compliance Oversight (since 13 Feb 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Feb 2026)
    • [FCA CF] Significant management (since 7 May 2024)
    • [FCA CF] Material risk taker (since 7 May 2024)
  • Close Brothers Limited (no longer approved here)

    FRN 124750

    • [FCA CF] Material risk taker (28 Jun 2022 to 30 Apr 2024)

Recent activity

Updates to this individual's record on the FCA register.

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