Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
UBS AG
FRN 186958
- [FCA CF] Manager of certification employee (since 24 Feb 2026)
- [PRA CF] Managing a material risk taker (since 24 Feb 2026)
- [FCA CF] Material risk taker (since 29 Jan 2026)
- [FCA CF] Client dealing (since 29 Jan 2026)
- [PRA CF] Significant risk taker or Material risk taker (since 29 Jan 2026)
-
- [FCA CF] Client dealing (4 Oct 2023 to 28 Oct 2025)
- [FCA CF] Manager of certification employee (4 Oct 2023 to 28 Oct 2025)
- [FCA CF] Material risk taker (4 Oct 2023 to 28 Oct 2025)
-
- [FCA CF] Client dealing (4 Oct 2023 to 28 Oct 2025)
- [FCA CF] Manager of certification employee (4 Oct 2023 to 28 Oct 2025)
- [FCA CF] Material risk taker (4 Oct 2023 to 28 Oct 2025)
-
- [FCA CF] Algorithmic trading (19 Apr 2023 to 7 Sep 2023)
- [FCA CF] Manager of certification employee (13 May 2022 to 7 Sep 2023)
- [FCA CF] Material risk taker (1 Apr 2019 to 7 Sep 2023)
- [FCA CF] Client dealing (22 Jun 2017 to 7 Sep 2023)
- CF30 Customer (7 Sep 2015 to 6 Mar 2016)
-
- CF30 Customer (22 Apr 2010 to 15 Apr 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.