Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Manager of certification employee (since 24 Feb 2026)
    • [PRA CF] Managing a material risk taker (since 24 Feb 2026)
    • [FCA CF] Material risk taker (since 29 Jan 2026)
    • [FCA CF] Client dealing (since 29 Jan 2026)
    • [PRA CF] Significant risk taker or Material risk taker (since 29 Jan 2026)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Client dealing (4 Oct 2023 to 28 Oct 2025)
    • [FCA CF] Manager of certification employee (4 Oct 2023 to 28 Oct 2025)
    • [FCA CF] Material risk taker (4 Oct 2023 to 28 Oct 2025)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Client dealing (4 Oct 2023 to 28 Oct 2025)
    • [FCA CF] Manager of certification employee (4 Oct 2023 to 28 Oct 2025)
    • [FCA CF] Material risk taker (4 Oct 2023 to 28 Oct 2025)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Algorithmic trading (19 Apr 2023 to 7 Sep 2023)
    • [FCA CF] Manager of certification employee (13 May 2022 to 7 Sep 2023)
    • [FCA CF] Material risk taker (1 Apr 2019 to 7 Sep 2023)
    • [FCA CF] Client dealing (22 Jun 2017 to 7 Sep 2023)
    • CF30 Customer (7 Sep 2015 to 6 Mar 2016)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (22 Apr 2010 to 15 Apr 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.