Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Capita Life & Pensions Regulated Services Limited (no longer approved here)

    FRN 145540

    • SMF16 Compliance Oversight (9 Dec 2019 to 20 Sep 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 20 Sep 2021)
    • CF10 Compliance Oversight (8 Jun 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (8 Jun 2017 to 8 Dec 2019)
  • Western Mortgage Services Limited (no longer approved here)

    FRN 303140

    • CF11 Money Laundering Reporting (3 Sep 2018 to 8 Nov 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.