Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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S&M FINANCIAL PLANNING LTD
FRN 920482
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 8 May 2024)
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- CF1 Director (AR) (2 Feb 2022 to 8 Mar 2024)
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- Employed By (2 Feb 2022 to 8 Mar 2024)
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- Appointed representative dealing with clients for which they require qualification (1 Jun 2021 to 7 May 2024)
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- [FCA CF] Manager of certification employee (1 Jul 2018 to 31 May 2021)
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- [FCA CF] Manager of certification employee (16 Feb 2017 to 1 Jul 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.