Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Nomura Bank International Plc.
FRN 204419
- [FCA CF] Client dealing (since 13 Apr 2022)
- [FCA CF] Material risk taker (since 17 Mar 2021)
- [FCA CF] Manager of certification employee (since 28 Aug 2020)
- [FCA CF] Significant management (22 Jul 2021 to 7 Aug 2022)
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Nomura International Plc
FRN 124422
- [FCA CF] Manager of certification employee (since 3 Nov 2016)
- [FCA CF] Material risk taker (since 3 Nov 2016)
- [FCA CF] Client dealing (since 3 Nov 2016)
- [FCA CF] Significant management (22 Jul 2021 to 7 Aug 2022)
- CF30 Customer (17 May 2013 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.