Keyvan Zolfaghari

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Material risk taker (25 Jan 2024 to 30 Sep 2024)
    • [FCA CF] Client dealing (6 Mar 2023 to 30 Sep 2024)
    • [FCA CF] Manager of certification employee (6 Mar 2023 to 30 Sep 2024)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Material risk taker (25 Jan 2024 to 30 Sep 2024)
    • [FCA CF] Client dealing (6 Mar 2023 to 30 Sep 2024)
    • [FCA CF] Manager of certification employee (6 Mar 2023 to 30 Sep 2024)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Material risk taker (1 Apr 2018 to 2 Sep 2018)
    • CF30 Customer (7 Sep 2009 to 28 Apr 2014)
    • CF21 Investment Adviser (1 Dec 2001 to 1 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.