Kevin Vaughan Hincks

Last updated
3 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rothesay Bennett Limited

    FRN 795885

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (21 Aug 2018 to 8 Dec 2019)
  • Co-operative Independent Financial Solutions Ltd (no longer approved here)

    FRN 581589

    • Employed By (2 Jan 2013 to 13 Jan 2015)
  • Sense Network Limited (no longer approved here)

    FRN 465124

    • CF30 Customer (29 Oct 2012 to 13 Jan 2015)
  • Co-Operative Wealth Management Ltd (no longer approved here)

    FRN 589095

    • Employed By (29 Oct 2012 to 8 Dec 2019)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (27 Sep 2011 to 31 Aug 2012)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 28 Oct 2011)
    • CF22 Investment Adviser (Trainee) (28 Jul 2006 to 11 Apr 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 4 Nov 2005)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF22 Investment Adviser (Trainee) (30 Nov 2005 to 8 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.