Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 10 Feb 2023)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 9 Dec 2018)
    • [FCA CF] Client dealing (7 Mar 2016 to 9 Dec 2018)
  • Banco Santander, S.A. (no longer approved here)

    FRN 136261

    • [FCA CF] Client dealing (7 Mar 2016 to 20 Nov 2020)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 20 Nov 2020)
    • CF30 Customer (9 Sep 2011 to 6 Mar 2016)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 9 Dec 2018)
    • [FCA CF] Client dealing (7 Mar 2016 to 9 Dec 2018)
    • CF30 Customer (1 Jan 2012 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (22 Sep 2008 to 8 Sep 2011)
    • CF21 Investment Adviser (23 Dec 2003 to 4 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.