Kevin Patrick Connors

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Algorithmic trading (2 Dec 2021 to 6 Sep 2024)
    • [FCA CF] Material risk taker (25 Jun 2021 to 6 Sep 2024)
    • [FCA CF] Manager of certification employee (28 May 2021 to 6 Sep 2024)
    • [FCA CF] Client dealing (12 Apr 2021 to 6 Sep 2024)
    • [FCA CF] Significant management (12 Apr 2021 to 6 Sep 2024)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Material risk taker (25 Jun 2021 to 6 Sep 2024)
    • [FCA CF] Manager of certification employee (28 May 2021 to 6 Sep 2024)
    • [FCA CF] Client dealing (12 Apr 2021 to 6 Sep 2024)
    • [FCA CF] Significant management (12 Apr 2021 to 6 Sep 2024)
  • G10 Capital Limited (no longer approved here)

    FRN 648953

    • CF4 Partner (AR) (11 Oct 2017 to 3 Jan 2018)
    • CF30 Customer (11 Oct 2017 to 3 Jan 2018)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (9 Nov 2011 to 4 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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