Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Lowell Financial Ltd
FRN 730175
- SMF5 Head of Internal Audit (since 30 Sep 2025)
- SMF3 Executive Director (since 20 Jun 2022)
- SMF4 Chief Risk (since 25 Jan 2021)
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- (20)SMF3 Executive Director (5 Jan 2023 to 31 Mar 2026)
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- SMF3 Executive Director (9 Dec 2019 to 14 Dec 2020)
- Responsibility for MCD Intermediation (20 Sep 2017 to 14 Dec 2020)
- CF1 Director (1 Dec 2016 to 8 Dec 2019)
- CF28 Systems and controls (18 Feb 2016 to 1 Dec 2017)
- CF11 Money Laundering Reporting (18 Feb 2016 to 1 Dec 2017)
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- CF1 Director (15 Oct 2009 to 9 Nov 2012)
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- CF28 Systems and controls (1 Nov 2007 to 9 Nov 2012)
- CF29 Significant management (1 Nov 2007 to 9 Nov 2012)
- CF10 Compliance Oversight (18 Nov 2003 to 31 Jan 2006)
- CF19 Significant Mgt (Financial Resources) (25 Jun 2003 to 31 Oct 2007)
- CF14 Risk Assessment (1 Dec 2001 to 31 Oct 2007)
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- CF28 Systems and controls (1 Nov 2007 to 3 Feb 2009)
- CF14 Risk Assessment (23 Jan 2006 to 31 Oct 2007)
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- CF28 Systems and controls (1 Nov 2007 to 3 Feb 2009)
- CF14 Risk Assessment (23 Jan 2006 to 31 Oct 2007)
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- CF2 Non Executive Director (28 Feb 2002 to 9 Nov 2012)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: SMF3 Executive Director at Hoist Finance UK Limited
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controlled function added: (20)SMF3 Executive Director at Hoist Finance UK Limited