Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Banco Santander, S.A. (no longer approved here)

    FRN 136261

    • [PRA CF] Significant risk taker or Material risk taker (17 Dec 2021 to 5 Apr 2022)
    • [PRA CF] Managing a material risk taker (17 Dec 2021 to 5 Apr 2022)
    • [FCA CF] Material risk taker (17 Dec 2021 to 5 Apr 2022)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 5 Apr 2022)
    • [FCA CF] Significant management (7 Mar 2016 to 21 Jan 2020)
    • [FCA CF] Client dealing (7 Mar 2016 to 5 Apr 2022)
    • CF30 Customer (15 Jun 2015 to 6 Mar 2016)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Significant management (24 Feb 2018 to 6 Dec 2021)
    • [PRA CF] Significant risk taker or Material risk taker (24 Feb 2018 to 6 Dec 2021)
    • [FCA CF] Client dealing (24 Feb 2018 to 6 Dec 2021)
    • [FCA CF] Manager of certification employee (24 Feb 2018 to 6 Dec 2021)
    • [FCA CF] Material risk taker (24 Feb 2018 to 6 Dec 2021)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 12 Feb 2019)
    • [FCA CF] Significant management (7 Mar 2016 to 12 Feb 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 12 Feb 2019)
    • CF30 Customer (15 Jun 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.