Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [PRA CF] Significant risk taker or Material risk taker (17 Dec 2021 to 5 Apr 2022)
- [PRA CF] Managing a material risk taker (17 Dec 2021 to 5 Apr 2022)
- [FCA CF] Material risk taker (17 Dec 2021 to 5 Apr 2022)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 5 Apr 2022)
- [FCA CF] Significant management (7 Mar 2016 to 21 Jan 2020)
- [FCA CF] Client dealing (7 Mar 2016 to 5 Apr 2022)
- CF30 Customer (15 Jun 2015 to 6 Mar 2016)
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- [FCA CF] Significant management (24 Feb 2018 to 6 Dec 2021)
- [PRA CF] Significant risk taker or Material risk taker (24 Feb 2018 to 6 Dec 2021)
- [FCA CF] Client dealing (24 Feb 2018 to 6 Dec 2021)
- [FCA CF] Manager of certification employee (24 Feb 2018 to 6 Dec 2021)
- [FCA CF] Material risk taker (24 Feb 2018 to 6 Dec 2021)
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- [FCA CF] Manager of certification employee (7 Mar 2016 to 12 Feb 2019)
- [FCA CF] Significant management (7 Mar 2016 to 12 Feb 2019)
- [FCA CF] Client dealing (7 Mar 2016 to 12 Feb 2019)
- CF30 Customer (15 Jun 2015 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.