Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Oct 2019)
    • [FCA CF] Functions requiring qualifications (since 1 Oct 2016)
  • SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 100013

    • CF30 Customer (1 Nov 2007 to 27 Oct 2016)
    • CF21 Investment Adviser (13 Apr 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (16 May 2005 to 13 Apr 2006)
  • Carter Dawes IFA Solutions Ltd (no longer approved here)

    FRN 223812

    • Employed By (12 Mar 2004 to 1 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.