This firm is no longer registered as an appointed representative.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

Carter Dawes IFA Solutions Ltd

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FRN: 223812
Last scraped: 3 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Montana House

13c New Street

Honiton

Devon

EX14 1HA

UNITED KINGDOM

Phone

+440140446943

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Helen Judith Webster
IRN HJW00024
- Employed By (22 Dec 2003 to 25 Dec 2004)
Kevin Leonard Quick
IRN KLQ00001
- Employed By (12 Mar 2004 to 1 May 2005)
Michael George Dawes
IRN MGD00018
- Employed By (7 Apr 2003 to 31 Oct 2006)
Simon John Carter
IRN SJC00120
- Employed By (2 Apr 2003 to 31 Oct 2006)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.