Kevin Kai Wai Tse

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Jerroms Financial Planning LTD

    FRN 300784

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 5 Jan 2026)
    • [FCA CF] Functions requiring qualifications (since 1 Oct 2025)
  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • [FCA CF] Functions requiring qualifications (31 May 2024 to 1 May 2025)
    • [FCA CF] Client dealing (31 May 2024 to 1 May 2025)
  • Gerrard Stuart Financial Services Limited (no longer approved here)

    FRN 182023

    • [FCA CF] Client dealing (1 Dec 2022 to 17 May 2024)
    • Appointed representative dealing with clients for which they require qualification (1 Dec 2022 to 17 May 2024)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.