Jerroms Financial Planning LTD

• Principal Place of Business

  Jerroms Financial Planning Ltd

  Lumaneri House

  Blythe Gate

  Blythe Valley Park

  Solihull

  B90 8AH

  UNITED KINGDOM

  Phone

  +4401216937310

  Web

  https://www.jerroms.co.uk

• Complaints Contact

  Jerroms Financial Planning Ltd

  Lumaneri House

  Blythe Gate

  Blythe Valley Park

  Solihull

  B90 8AH

  UNITED KINGDOM

  Phone

  +4401216937310

• Buy-to-Let Mortgage Advice

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Authorised to Operate

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Share, Stakeholder pension scheme, Structured Deposits, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Stakeholder pension scheme, Structured Deposits, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Amanda Copperthwaite

  IRN AXC02366

  • CF1 Director (18 Oct 2011 to 18 Jun 2014)
• Geoffrey Donald Holloway

  IRN GDH01085

  • SMF3 Executive Director (9 Dec 2019 to 30 Apr 2019)
  • CF1 Director (22 Feb 2011 to 8 Dec 2019)
• Gordon Kevin Symes

  IRN GKS00009

  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 22 Feb 2020)
  • CF10 Compliance Oversight (17 Jun 2014 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (17 Jun 2014 to 8 Dec 2019)
  • CF30 Customer (17 Jun 2014 to 8 Dec 2019)
  • CF1 Director (17 Jun 2014 to 8 Dec 2019)
  • Responsible for Insurance Mediation (17 Jun 2014 to 30 Sep 2018)
• Harry Lester Appleby

  IRN HLA01015

  • CF30 Customer (24 Jul 2017 to 12 Sep 2018)
• Jamie Paul Ellis

  IRN JXE00168

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 1 Apr 2021)
  • [FCA CF] Functions requiring qualifications (since 1 Apr 2021)
• John Trevor Pugh

  IRN JTP01020

  • Responsible for Insurance Mediation (24 Jun 2010 to 11 Feb 2014)
  • CF1 Director (31 Oct 2004 to 11 Aug 2015)
• Kevin Kai Wai Tse

  IRN KXT00033

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 5 Jan 2026)
  • [FCA CF] Functions requiring qualifications (since 1 Oct 2025)
• Lucas Constantinos Markou

  IRN LCM01047

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (22 Feb 2011 to 8 Dec 2019)
• Mark James Eden

  IRN MJE01154

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (22 Feb 2011 to 8 Dec 2019)
• Mark Jeffery

  IRN MXJ01147

  • Responsible for Insurance Mediation (14 Jan 2005 to 27 May 2010)
  • CF1 Director (31 Oct 2004 to 27 May 2010)
  • CF8 Apportionment and Oversight (31 Oct 2004 to 31 Mar 2009)

No changes recorded yet.