Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SINGER CAPITAL MARKETS SECURITIES LIMITED (no longer approved here)

    FRN 453676

    • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 15 May 2023)
    • [FCA CF] Proprietary trader (9 Dec 2019 to 31 May 2024)
    • CF30 Customer (8 Apr 2016 to 8 Dec 2019)
  • SHORE CAPITAL STOCKBROKERS LIMITED (no longer approved here)

    FRN 124784

    • CF30 Customer (2 Apr 2013 to 11 Feb 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.