Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Baring Fund Managers Limited
FRN 119187
- Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
- CF2 Non Executive Director (14 Jun 2019 to 8 Dec 2019)
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- Director of firm who is not a certification employee or a SMF manager (3 Apr 2023 to 31 Oct 2025)
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- CF30 Customer (5 Apr 2018 to 11 Jun 2018)
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- CF30 Customer (29 Dec 2010 to 11 Jun 2018)
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- CF1 Director (14 Oct 2002 to 22 Mar 2007)
- CF27 Investment Management (1 Dec 2001 to 22 Mar 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.