Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 20 Oct 2021)
    • CF4 Partner (25 Mar 2010 to 25 Mar 2010)
    • CF4 Partner (AR) (25 Mar 2010 to 3 Apr 2019)
    • CF1 Director (AR) (14 Nov 2008 to 24 Mar 2010)
    • CF30 Customer (1 Nov 2007 to 20 Oct 2021)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
  • Dominic Marcus Financial Consulting Limited (no longer approved here)

    FRN 761112

    • (3)Employed By (8 Mar 2019 to 20 Oct 2021)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • Elegant Solutions (UK) LLP (no longer approved here)

    FRN 401697

    • (2)Employed By (1 Dec 2001 to 20 Oct 2021)

Recent activity

Updates to this individual's record on the FCA register.

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