Dominic Marcus Financial Consulting Limited

FRN: 761112
Companies House: 10377960
Last scraped: 1 day ago

This firm operates as an appointed representative of St. James's Place Wealth Management Plc. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

The Old Station Masters House

Station Road

Cobham

Surrey

KT11 3BW

UNITED KINGDOM

Phone

+4407719464759

Web

https://www.dominicmarcus.co.uk

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Dominic Marcus David Brockes
IRN DMB00062
- (1)Employed By (since 19 Oct 2016)
Kevin Hugh Dermot Bradley
IRN KHB00001
- (3)Employed By (8 Mar 2019 to 20 Oct 2021)
Sarah Anne Brockes
IRN SAB01415
- (1)Employed By (24 Oct 2016 to 1 Jul 2017)
Sophie Charlotte Brockes
IRN SXB00832
- (2)Employed By (14 Feb 2022 to 23 Feb 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.