Kevin Frederick Plant

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

AFH Independent Financial Services Limited (no longer approved here)
FRN 216704
- CF30 Customer (19 Dec 2014 to 13 Jul 2015)
Phoenix Wealth Services Limited (no longer approved here)
FRN 465753
- CF30 Customer (19 Jan 2011 to 4 Apr 2013)
Nationwide Building Society (no longer approved here)
FRN 106078
- CF30 Customer (5 Oct 2010 to 2 Dec 2010)
Aviva Administration Limited (no longer approved here)
FRN 185746
- CF30 Customer (20 Jan 2010 to 9 Sep 2010)
West Bromwich Financial Planning Ltd (no longer approved here)
FRN 452555
- Employed By (20 Jan 2010 to 9 Sep 2010)
West Bromwich Building Society (no longer approved here)
FRN 104877
- CF30 Customer (1 Nov 2007 to 31 Dec 2009)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Aviva Investors UK Fund Services Limited (no longer approved here)
FRN 119310
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Dec 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.