Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • London LGPS CIV Limited (no longer approved here)

    FRN 710618

    • SMF3 Executive Director (11 Feb 2020 to 30 Jun 2020)
  • Lombard Odier Asset Management (Europe) Limited (no longer approved here)

    FRN 515393

    • CF10 Compliance Oversight (5 Aug 2010 to 1 Nov 2010)
    • CF1 Director (5 Aug 2010 to 23 Nov 2010)
    • CF11 Money Laundering Reporting (5 Aug 2010 to 1 Nov 2010)
    • CF30 Customer (5 Aug 2010 to 30 Sep 2016)
  • Goldman Sachs Asset Management International (no longer approved here)

    FRN 147212

    • CF30 Customer (1 Nov 2007 to 26 Feb 2009)
    • CF27 Investment Management (25 Aug 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (25 Aug 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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