Kevin Doran

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AJ Bell Securities Limited (no longer approved here)

    FRN 155593

    • SMF3 Executive Director (3 May 2022 to 24 Nov 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 24 Nov 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 Nov 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 24 Nov 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 24 Nov 2023)
  • AJ Bell Management Limited (no longer approved here)

    FRN 211468

    • SMF3 Executive Director (3 May 2022 to 24 Nov 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 24 Nov 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 Nov 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 24 Nov 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 24 Nov 2023)
  • AJ Bell Asset Management Limited (no longer approved here)

    FRN 774048

    • SMF3 Executive Director (3 May 2022 to 24 Nov 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 Nov 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 24 Nov 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 24 Nov 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 24 Nov 2023)
  • Titan Investment Solutions Limited (no longer approved here)

    FRN 781720

    • CF2 Non Executive Director (1 Feb 2018 to 8 Dec 2019)
  • Baggette & Company Wealth Management Limited (no longer approved here)

    FRN 522193

    • CF2 Non Executive Director (15 Jun 2017 to 29 Nov 2019)
  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • SMF18 Other Overall Responsibility (7 Mar 2016 to 1 Jun 2016)
    • CF29 Significant management (28 Aug 2014 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.