Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Boston Partners (UK) Limited (no longer approved here)

    FRN 685437

    • [FCA CF] Material risk taker (9 Dec 2020 to 1 Jun 2023)
    • [FCA CF] Client dealing (9 Dec 2020 to 1 Jun 2023)
    • SMF3 Executive Director (9 Dec 2019 to 1 Jun 2023)
    • CF1 Director (25 Feb 2019 to 8 Dec 2019)
    • CF30 Customer (7 Mar 2016 to 8 Dec 2019)
  • BNY Mellon Investment Management EMEA Limited (no longer approved here)

    FRN 119196

    • CF30 Customer (1 Nov 2007 to 6 Jun 2008)
    • CF21 Investment Adviser (18 Nov 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (12 Apr 2005 to 18 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.