Boston Partners (UK) Limited

• Principal Place of Business

  Boston Partners

  32 Cornhill

  London

  City Of London

  EC3V 3SG

  UNITED KINGDOM

  Phone

  +442033566225

  Web

  https://www.bostonpartners.co.uk

• Complaints Contact

  Boston Partners

  32 Cornhill

  London

  City Of London

  EC3V 3SG

  UNITED KINGDOM

  Phone

  +4402033566225

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Brad Thomas Brezinski

  IRN BTB01022

  • CF1 Director (1 Mar 2016 to 26 Feb 2019)
  • CF30 Customer (1 Mar 2016 to 26 Feb 2019)
• Greg Allan Varner

  IRN GXV00022

  • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2020)
• John McElroy Birmingham

  IRN JXB01439

  • SMF3 Executive Director (since 29 Sep 2023)
  • [FCA CF] Client dealing (since 3 Jul 2023)
  • [FCA CF] Material risk taker (since 3 Jul 2023)
• Joshua Michael Jones

  IRN JMJ01097

  • [FCA CF] Client dealing (since 29 Sep 2021)
  • CF30 Customer (5 Dec 2016 to 8 Dec 2019)
• Kerry Ann James

  IRN KAJ01049

  • CF1 Director (1 Mar 2016 to 8 Nov 2016)
• Kevin Charles Schrader

  IRN KCS01008

  • [FCA CF] Client dealing (9 Dec 2020 to 1 Jun 2023)
  • [FCA CF] Material risk taker (9 Dec 2020 to 1 Jun 2023)
  • SMF3 Executive Director (9 Dec 2019 to 1 Jun 2023)
  • CF1 Director (25 Feb 2019 to 8 Dec 2019)
  • CF30 Customer (7 Mar 2016 to 8 Dec 2019)
• Mark Stephen Kuzminskas

  IRN MXK00197

  • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2020)
• William George Butterly

  IRN WGB01026

  • [FCA CF] Material risk taker (since 9 Dec 2020)
  • SMF9 Chair of the Governing Body (since 9 Dec 2019)
  • CF2 Non Executive Director (4 Jun 2018 to 8 Dec 2019)
  • CF1 Director (1 Mar 2016 to 4 Jun 2018)
  • CF29 Significant management (1 Mar 2016 to 1 May 2017)
• William Thomas Pawson

  IRN WTP01010

  • [FCA CF] Material risk taker (since 9 Dec 2020)
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • CF10 Compliance Oversight (1 Mar 2016 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Mar 2016 to 8 Dec 2019)
  • CF29 Significant management (1 Mar 2016 to 8 Dec 2019)
  • CF3 Chief Executive (1 Mar 2016 to 8 Dec 2019)
  • CF30 Customer (1 Mar 2016 to 8 Dec 2019)
  • CF1 Director (1 Mar 2016 to 8 Dec 2019)

No changes recorded yet.