Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Corbel Partners Limited
FRN 429142
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 4 Mar 2024)
- [FCA CF] Client dealing (since 4 Mar 2024)
-
- [FCA CF] Client dealing (9 Dec 2019 to 1 Mar 2024)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Mar 2024)
- CF30 Customer (2 Mar 2017 to 8 Dec 2019)
-
- CF30 Customer (7 Apr 2015 to 6 Mar 2017)
-
- Employed By (26 Mar 2015 to 6 Mar 2017)
-
- Employed By (9 Dec 2014 to 9 Mar 2015)
-
- Employed By (28 Apr 2014 to 8 Dec 2019)
-
- CF30 Customer (27 May 2009 to 9 Mar 2015)
-
- CF30 Customer (1 Nov 2007 to 1 Jun 2009)
- CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
-
- CF22 Investment Adviser (Trainee) (29 Jan 2003 to 5 Jun 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.