Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
ValidPath Financial Limited
FRN 836465
- CF1 Director (AR) (since 1 Dec 2023)
-
Fathom Financial Limited
FRN 998898
- (1)Employed By (since 1 Dec 2023)
-
- SMF16 Compliance Oversight (9 Dec 2019 to 26 May 2021)
- SMF3 Executive Director (9 Dec 2019 to 30 Nov 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 27 Apr 2020)
- Responsible for Insurance Distribution (1 Oct 2018 to 27 Oct 2021)
- Responsibility for MCD Intermediation (21 Mar 2016 to 27 Oct 2021)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
- CF8 Apportionment and Oversight (9 Jan 2004 to 31 Mar 2009)
- CF1 Director (9 Jan 2004 to 8 Dec 2019)
- CF11 Money Laundering Reporting (9 Jan 2004 to 8 Dec 2019)
- CF10 Compliance Oversight (9 Jan 2004 to 8 Dec 2019)
- CF21 Investment Adviser (1 Mar 2003 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.