Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Affinity Financial Awareness Limited
FRN 409160
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (5 Mar 2019 to 8 Dec 2019)
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Wealth At Work Limited
FRN 417367
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (5 Mar 2019 to 8 Dec 2019)
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- CF30 Customer (24 Feb 2014 to 3 Apr 2015)
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- CF30 Customer (1 Nov 2007 to 31 Mar 2008)
- CF22 Investment Adviser (Trainee) (11 Apr 2007 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 15 Aug 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.