Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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First Sentier Investors (UK) IM Limited
FRN 119367
- SMF3 Executive Director (since 29 Jul 2025)
- SMF1 Chief Executive (since 29 Jul 2025)
- [FCA CF] Significant management (9 Dec 2019 to 10 Feb 2023)
- [FCA CF] Material risk taker (9 Dec 2019 to 10 Feb 2023)
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- SMF1 Chief Executive (since 29 Jul 2025)
- SMF3 Executive Director (since 29 Jul 2025)
- [FCA CF] Material risk taker (9 Dec 2019 to 10 Feb 2023)
- [FCA CF] Significant management (9 Dec 2019 to 10 Feb 2023)
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First Sentier Investors (UK) Funds Limited
FRN 143359
- SMF1 Chief Executive (since 29 Jul 2025)
- SMF3 Executive Director (since 1 Dec 2024)
- [FCA CF] Significant management (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.