Kenneth Robert Herd

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

REAL FINANCE LTD
FRN 809389
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF10 Compliance Oversight (2 Nov 2018 to 8 Dec 2019)
- CF1 Director (2 Nov 2018 to 8 Dec 2019)
Business Finance Market Ltd (no longer approved here)
FRN 943907
- SMF16 Compliance Oversight (13 Dec 2021 to 17 Aug 2023)
- SMF3 Executive Director (13 Dec 2021 to 11 Aug 2022)
Acorn to Oaks Financial Services Ltd (no longer approved here)
FRN 486131
- CF1 Director (7 Jul 2017 to 9 Jan 2019)
- CF11 Money Laundering Reporting (7 Jul 2017 to 8 Jul 2019)
- CF10 Compliance Oversight (7 Jul 2017 to 8 Jul 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.