Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • KEYSTONE FINANCIAL LIMITED (no longer approved here)

    FRN 501917

    • CF30 Customer (11 Jan 2010 to 4 Nov 2012)
  • Pi Financial Ltd (no longer approved here)

    FRN 186419

    • CF30 Customer (3 Jan 2008 to 24 Dec 2009)
  • Portal Financial Management Ltd (no longer approved here)

    FRN 472293

    • (3)Employed By (3 Jan 2008 to 6 Jun 2008)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 30 Nov 2007)
    • CF21 Investment Adviser (23 Oct 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (27 Apr 2006 to 23 Oct 2007)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF22 Investment Adviser (Trainee) (22 Jun 2004 to 30 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.