Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Advanta Risk Ltd (no longer approved here)

    FRN 308750

    • Responsible for Insurance Distribution (1 Oct 2018 to 7 Jan 2019)
    • Responsible for Insurance Mediation (19 Nov 2013 to 17 Jun 2015)
    • CF3 Chief Executive (28 Sep 2012 to 29 Jan 2019)
    • CF1 Director (14 Jan 2005 to 6 Feb 2007)
  • Advanta Wealth Ltd (no longer approved here)

    FRN 605977

    • Responsibility for MCD Intermediation (21 Mar 2016 to 4 Apr 2018)
    • CF11 Money Laundering Reporting (2 Jan 2014 to 4 Apr 2018)
    • Responsible for Insurance Mediation (2 Jan 2014 to 17 Jun 2015)
    • CF1 Director (2 Jan 2014 to 4 Apr 2018)
    • CF10 Compliance Oversight (2 Jan 2014 to 4 Apr 2018)
    • CF30 Customer (2 Jan 2014 to 20 Dec 2018)
  • Best Practice IFA Group Limited (no longer approved here)

    FRN 223112

    • CF1 Director (AR) (15 Feb 2013 to 5 Nov 2013)
    • CF30 Customer (15 Feb 2013 to 5 Nov 2013)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF1 Director (AR) (1 Jun 2005 to 17 Feb 2017)
  • One Financial Planning Ltd (no longer approved here)

    FRN 191206

    • (4)Employed By (8 Dec 1999 to 17 Feb 2017)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (4)Employed By at One Financial Planning Ltd