Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- Responsible for Insurance Distribution (1 Oct 2018 to 7 Jan 2019)
- Responsible for Insurance Mediation (19 Nov 2013 to 17 Jun 2015)
- CF3 Chief Executive (28 Sep 2012 to 29 Jan 2019)
- CF1 Director (14 Jan 2005 to 6 Feb 2007)
-
- Responsibility for MCD Intermediation (21 Mar 2016 to 4 Apr 2018)
- CF11 Money Laundering Reporting (2 Jan 2014 to 4 Apr 2018)
- Responsible for Insurance Mediation (2 Jan 2014 to 17 Jun 2015)
- CF1 Director (2 Jan 2014 to 4 Apr 2018)
- CF10 Compliance Oversight (2 Jan 2014 to 4 Apr 2018)
- CF30 Customer (2 Jan 2014 to 20 Dec 2018)
-
- CF1 Director (AR) (15 Feb 2013 to 5 Nov 2013)
- CF30 Customer (15 Feb 2013 to 5 Nov 2013)
-
- CF1 Director (AR) (1 Jun 2005 to 17 Feb 2017)
-
- (4)Employed By (8 Dec 1999 to 17 Feb 2017)
Recent activity
Updates to this individual's record on the FCA register.
-
controlled function added: (4)Employed By at One Financial Planning Ltd