Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 13 Mar 2025)
    • CF30 Customer (since 14 Feb 2025)
  • Moneo Wealth Management Ltd (no longer approved here)

    FRN 440828

    • [FCA CF] Client dealing (1 Jan 2021 to 28 Feb 2025)
    • [FCA CF] Functions requiring qualifications (1 Jan 2021 to 28 Feb 2025)
    • SMF3 Executive Director (9 Dec 2019 to 28 Feb 2025)
    • CF1 Director (1 Jan 2008 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Jan 2008 to 31 Oct 2007)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • Graham Ponting Independent Financial Planning (no longer approved here)

    FRN 152621

    • (2)Employed By (19 May 2004 to 4 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.