Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • Appointed representative dealing with clients for which they require qualification (since 3 Feb 2022)
    • [FCA CF] Client dealing (since 3 Feb 2022)
    • CF30 Customer (21 Mar 2018 to 8 Dec 2019)
  • Money Aspects Ltd (no longer approved here)

    FRN 228976

    • (20)Employed By (24 Nov 2003 to 1 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

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