Holland (Glasgow) Insurance Brokers Ltd

Date authorised
1 April 2013
Companies House
SC128802
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    502 St. Vincent Street
    Glasgow
    Lanarkshire
    G3 8XU
    UNITED KINGDOM
    Phone
    +4401412485055
    Web
    https://www.hollandinsurancebrokers.com

  • Complaints Contact

    502 St. Vincent Street
    Glasgow
    Lanarkshire
    G3 8XU
    UNITED KINGDOM
    Phone
    +4401412485055

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Debenture, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Debenture, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Debenture, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Barry McIntosh Goodwin

    IRN BMG00010

    • CF21 Investment Adviser (2 Apr 2002 to 24 Mar 2004)
    • CF23 Corporate Finance Adviser (2 Apr 2002 to 10 Dec 2002)
  • Charles Piggott Anderson Walters

    IRN CPW00036

    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • Responsible for Insurance Mediation (14 Jan 2005 to 1 Sep 2015)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 1 Sep 2015)
  • John James Angus Duff

    IRN JJD00029

    • CF21 Investment Adviser (1 Dec 2001 to 1 May 2004)
  • Kenneth Andrew McLachlan

    IRN KAM00009

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 14. Managing investments
    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • [FCA CF] Client dealing (since 3 Feb 2022)
    • Appointed representative dealing with clients for which they require qualification (since 3 Feb 2022)
    • CF30 Customer (21 Mar 2018 to 8 Dec 2019)
  • Martin John Glancey

    IRN MJG00098

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] CASS oversight function (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (22 Oct 2015 to 30 Sep 2018)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Dec 2001 to 1 Sep 2015)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • Scott Kenneth Hynd Graham

    IRN SKG00007

    • CF1 Director (14 Sep 2015 to 13 Feb 2018)
    • CF10 Compliance Oversight (14 Sep 2015 to 13 Feb 2018)
    • CF30 Customer (1 Nov 2007 to 13 Feb 2018)
    • CF24 Pension Transfer Specialist (29 Aug 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (27 Jul 2004 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.