Kenneth Andrew Maxwell

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hill Oldridge Limited

    FRN 150321

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Jan 2026)
    • SMF3 Executive Director (since 5 Jan 2026)
    • CF30 Customer (since 13 Oct 2023)
    • Appointed representative dealing with clients for which they require qualification (since 25 Jul 2022)
    • [FCA CF] Client dealing (since 25 Jul 2022)
    • CF1 Director (AR) (since 14 Apr 2022)
  • John Lamb Hill Oldridge Limited

    FRN 669613

    • (8)Employed By (since 14 Apr 2022)
  • Axi Financial Services (UK) Limited (no longer approved here)

    FRN 466201

    • CF1 Director (AR) (19 Jul 2016 to 26 Oct 2018)

Recent activity

Updates to this individual's record on the FCA register.

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