Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF28 Systems and controls (7 Jan 2008 to 12 Mar 2009)
    • CF29 Significant management (7 Jan 2008 to 17 Dec 2008)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • CF1 Director (3 Feb 2006 to 31 Mar 2011)
    • CF3 Chief Executive (3 Feb 2006 to 24 Jun 2009)
    • CF8 Apportionment and Oversight (3 Feb 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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