Kelvin Reader

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

BIKMO LIMITED
FRN 745230
- Director of firm who is not a certification employee or a SMF manager (since 15 Apr 2024)
Puma Investment Management Limited
FRN 590919
- [FCA CF] Client dealing (since 19 Mar 2021)
- CF30 Customer (28 Aug 2019 to 8 Dec 2019)
Station 12 Asset Management Limited (no longer approved here)
FRN 779914
- CF1 Director (11 Sep 2017 to 20 Aug 2019)
- CF30 Customer (11 Sep 2017 to 20 Aug 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.