Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Powerplace Insurance Services Ltd (no longer approved here)

    FRN 500269

    • CF1 Director (8 Oct 2012 to 27 Feb 2013)
  • BUPA Insurance Limited (no longer approved here)

    FRN 203332

    • CF28 Systems and controls (15 Dec 2011 to 28 Sep 2012)
  • BUPA Insurance Services Limited (no longer approved here)

    FRN 312526

    • CF28 Systems and controls (15 Dec 2011 to 28 Sep 2012)
    • CF11 Money Laundering Reporting (15 Sep 2009 to 10 Jun 2011)
  • Aviva Investors UK Fund Services Limited (no longer approved here)

    FRN 119310

    • CF28 Systems and controls (1 Nov 2007 to 4 Dec 2007)
    • CF11 Money Laundering Reporting (7 Aug 2007 to 4 Dec 2007)
    • CF14 Risk Assessment (9 Nov 2006 to 31 Oct 2007)
  • Aviva Life & Pensions UK Limited (no longer approved here)

    FRN 185896

    • CF28 Systems and controls (1 Nov 2007 to 4 Dec 2007)
    • CF11 Money Laundering Reporting (7 Aug 2007 to 4 Dec 2007)
    • CF14 Risk Assessment (9 Nov 2006 to 31 Oct 2007)
    • CF15 Internal Audit (19 May 2004 to 9 Nov 2006)
  • Aviva Wrap UK Limited (no longer approved here)

    FRN 231530

    • CF28 Systems and controls (1 Nov 2007 to 4 Dec 2007)
    • CF11 Money Laundering Reporting (7 Aug 2007 to 4 Dec 2007)
    • CF14 Risk Assessment (30 Nov 2006 to 31 Oct 2007)
  • Aviva Health UK Limited (no longer approved here)

    FRN 308139

    • CF28 Systems and controls (1 Nov 2007 to 4 Dec 2007)
    • CF14 Risk Assessment (30 Nov 2006 to 31 Oct 2007)
  • Aviva Pension Trustees UK Limited (no longer approved here)

    FRN 465132

    • CF28 Systems and controls (1 Nov 2007 to 4 Dec 2007)
    • CF11 Money Laundering Reporting (7 Aug 2007 to 4 Dec 2007)
    • CF14 Risk Assessment (27 Apr 2007 to 31 Oct 2007)
  • Aviva Equity Release UK Limited (no longer approved here)

    FRN 310433

    • CF11 Money Laundering Reporting (7 Aug 2007 to 4 Dec 2007)
  • Aviva Investors Global Services Limited (no longer approved here)

    FRN 119178

    • CF14 Risk Assessment (19 May 2004 to 1 Jan 2005)
    • CF15 Internal Audit (19 May 2004 to 9 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.