Keith Richard Ashworth-Lord

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SANFORD DELAND ASSET MANAGEMENT LTD (no longer approved here)

    FRN 924563

    • [FCA CF] Material risk taker (10 Mar 2021 to 31 Oct 2025)
    • [FCA CF] Manager of certification employee (10 Mar 2021 to 31 Oct 2025)
    • [FCA CF] Functions requiring qualifications (10 Mar 2021 to 31 Oct 2025)
    • [FCA CF] Client dealing (10 Mar 2021 to 31 Oct 2025)
    • SMF3 Executive Director (4 Dec 2020 to 31 Oct 2025)
  • Castlefield Investment Partners LLP (no longer approved here)

    FRN 432488

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2021)
    • CF30 Customer (29 Sep 2010 to 4 Dec 2020)
    • CF1 Director (AR) (29 Sep 2010 to 1 Sep 2016)
  • W H Ireland Limited (no longer approved here)

    FRN 140773

    • CF30 Customer (1 Nov 2007 to 31 Dec 2010)
    • CF21 Investment Adviser (21 Jul 2006 to 31 Oct 2007)
    • CF27 Investment Management (21 Jul 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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