Keith Peter Mills

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Client dealing (12 Mar 2021 to 6 Jul 2022)
    • [FCA CF] Functions requiring qualifications (12 Mar 2021 to 6 Jul 2022)
  • Hunter Mills Limited (no longer approved here)

    FRN 218805

    • SMF3 Executive Director (9 Dec 2019 to 29 Apr 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 25 Jan 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Jan 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (20 Jan 2003 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (20 Jan 2003 to 11 Apr 2008)
    • CF10 Compliance Oversight (20 Jan 2003 to 11 Apr 2008)
    • CF21 Investment Adviser (20 Jan 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.