Hunter Mills Limited

• Principal Place of Business

  11 Hattersley Court

  Ormskirk

  Lancashire

  L39 2AY

  UNITED KINGDOM

  Phone

  +4401695574300

  Web

  https://www.huntermills.com

• Complaints Contact

  11 Hattersley Court

  Ormskirk

  Lancashire

  L39 2AY

  UNITED KINGDOM

  Phone

  +4401695574300

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Anthony Owen

  IRN TXO00008

  • CF21 Investment Adviser (8 Oct 2003 to 16 Apr 2004)
• Christopher James Lunt

  IRN CJL01161

  • CF30 Customer (30 Nov 2009 to 5 Jan 2015)
• Desmond Platt

  IRN DXP00122

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Feb 2023)
• Keith Peter Mills

  IRN KXM00026

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Jan 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 25 Jan 2022)
  • SMF3 Executive Director (9 Dec 2019 to 29 Apr 2022)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (20 Jan 2003 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (20 Jan 2003 to 11 Apr 2008)
  • CF10 Compliance Oversight (20 Jan 2003 to 11 Apr 2008)
  • CF1 Director (20 Jan 2003 to 8 Dec 2019)
• Paul David O'Toole

  IRN PDO01033

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF3 Executive Director (since 24 May 2021)
  • Responsible for Insurance Distribution (since 24 May 2021)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Responsibility for MCD Intermediation (24 May 2021 to 5 Aug 2025)
  • CF30 Customer (17 Jul 2014 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (11 Apr 2008 to 8 Dec 2019)
  • CF10 Compliance Oversight (11 Apr 2008 to 8 Dec 2019)
• Paul Kevin Hunter

  IRN PKH00013

  • [FCA CF] Client dealing (9 Dec 2019 to 25 Jan 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Jan 2022)
  • SMF3 Executive Director (9 Dec 2019 to 29 Apr 2022)
  • Responsible for Insurance Distribution (1 Oct 2018 to 29 Apr 2022)
  • Responsible for Insurance Mediation (17 Dec 2016 to 30 Sep 2018)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 16 Dec 2016)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (20 Jan 2003 to 31 Mar 2009)
  • CF21 Investment Adviser (20 Jan 2003 to 31 Oct 2007)
  • CF1 Director (20 Jan 2003 to 8 Dec 2019)
• Sharon Rout

  IRN SXR01972

  • CF30 Customer (25 Feb 2013 to 27 Oct 2014)

• Desmond Platt (no longer appointed)

  FRN 408123 · Appointed 31 Oct 2004 · Until 31 Oct 2004

• Paul Johnson (no longer appointed)

  FRN 408124 · Appointed 31 Oct 2004 · Until 31 Oct 2004

• Richard Spencer (no longer appointed)

  FRN 408125 · Appointed 31 Oct 2004 · Until 31 Oct 2004

No changes recorded yet.