Keith Arthur Wrightson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Heron Wealth Management Limited (no longer approved here)

    FRN 428873

    • SMF16 Compliance Oversight (9 Dec 2019 to 22 Dec 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 22 Dec 2020)
    • SMF3 Executive Director (9 Dec 2019 to 22 Dec 2020)
    • CF30 Customer (21 May 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (21 May 2019 to 8 Dec 2019)
    • CF1 Director (21 May 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (21 May 2019 to 8 Dec 2019)
    • Responsible for Insurance Distribution (21 May 2019 to 22 Dec 2020)
  • Priscum Limited (no longer approved here)

    FRN 507387

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 26 Feb 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 26 Feb 2021)
    • SMF3 Executive Director (9 Dec 2019 to 26 Feb 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 26 Feb 2021)
    • Responsibility for MCD Intermediation (18 Nov 2016 to 26 Feb 2021)
    • CF30 Customer (4 Jan 2010 to 8 Dec 2019)
    • CF1 Director (4 Jan 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (4 Jan 2010 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (4 Jan 2010 to 8 Dec 2019)
    • Responsible for Insurance Mediation (4 Jan 2010 to 30 Sep 2018)
  • WPS ADVISORY Ltd (no longer approved here)

    FRN 624546

    • Responsible for Insurance Distribution (1 Oct 2018 to 29 Nov 2018)
    • CF10 Compliance Oversight (22 Sep 2014 to 29 Nov 2018)
    • CF11 Money Laundering Reporting (22 Sep 2014 to 29 Nov 2018)
    • Responsible for Insurance Mediation (22 Sep 2014 to 30 Sep 2018)
    • CF30 Customer (22 Sep 2014 to 29 Nov 2018)
    • CF1 Director (22 Sep 2014 to 29 Nov 2018)
  • The Whitechurch Network Limited (no longer approved here)

    FRN 190859

    • CF1 Director (AR) (1 Dec 2001 to 18 Mar 2004)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 18 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

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