Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Trusthouze Ltd

    FRN 660389

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 May 2020)
    • [FCA CF] Client dealing (since 1 May 2020)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (21 Nov 2012 to 31 Dec 2012)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (288)Employed By (21 Nov 2012 to 31 Dec 2012)
  • Ainsworths Financial Services Limited (no longer approved here)

    FRN 192807

    • CF30 Customer (1 Nov 2007 to 16 Nov 2012)
    • CF21 Investment Adviser (27 Sep 2007 to 31 Oct 2007)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF21 Investment Adviser (14 Jan 2005 to 21 Jun 2007)
  • Wesleyan Assurance Society (no longer approved here)

    FRN 110873

    • CF21 Investment Adviser (1 Dec 2001 to 14 Jan 2005)
  • Wesleyan Unit Trust Managers Limited (no longer approved here)

    FRN 175798

    • CF21 Investment Adviser (1 Dec 2001 to 14 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.