Keith Allen Guthrie

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mercer Limited

    FRN 121935

    • [FCA CF] Client dealing (since 1 Jan 2026)
  • MERCER RISK MANAGEMENT LIMITED (no longer approved here)

    FRN 629431

    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2025)
    • CF1 Director (30 Apr 2015 to 27 Jan 2016)
    • CF30 Customer (30 Apr 2015 to 8 Dec 2019)
  • GAM INTERNATIONAL MANAGEMENT LIMITED (no longer approved here)

    FRN 122331

    • CF30 Customer (1 Nov 2007 to 31 Dec 2007)
    • CF27 Investment Management (9 Mar 2006 to 31 Oct 2007)
  • GAM London Limited (no longer approved here)

    FRN 122330

    • CF27 Investment Management (22 Jan 2002 to 26 Feb 2007)

Recent activity

Updates to this individual's record on the FCA register.

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