Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • Responsibility for MCD Intermediation (since 21 Jan 2020)
    • Responsible for Insurance Distribution (since 21 Jan 2020)
    • SMF16 Compliance Oversight (since 21 Jan 2020)
    • [FCA CF] Manager of certification employee (since 21 Jan 2020)
    • [FCA CF] Functions requiring qualifications (since 21 Jan 2020)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF1 Director (22 Jul 2015 to 8 Dec 2019)
  • Ingard Financial Limited (no longer approved here)

    FRN 450731

    • CF1 Director (AR) (30 Apr 2018 to 31 Jan 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.